5-year imprisonment and a fine of 500,000 baht for each count, totalling 30-year imprisonment and a fine of 3,000,000 baht, and (4) for being a director who acted to obtain unlawful gains, falsified

restrictions or duties; (5) avoids any action which may cause conflicts of interest or cause business operation out of reaching professional standards unless it is the action performed under the rules and

management company has acted in violation or non-compliance with the rules prescribed by this Notification, the Office shall order such management company to rectify, undertake or omit from any acts in order

where the facts appear to the Office that any management company has acted in violation or non-compliance with the rules prescribed by this Notification, the Office shall order such management company to

to examine such implementation. Clause 5. In the case where the facts appear to the Office that any management company has acted in violation or non-compliance with the rules prescribed by this

. Yadapat Chinkrajangkit.  The SEC investigation of the evidence has revealed that during September 2014 ? August 2016 the aforesaid persons jointly acted or conspired with or allowed or rendered assistance

Following an inspection report from KBANK, a limited broker dealer and underwriter (LBDU) licensee, and the SEC’s further investigation, it was found that some employees of the bank, who acted as

., Ltd.; (14) Mr. Ruangyos Mahaworamakorn; (15) Mr. Samart Suwatcharachai;  (16) Miss Nattha Saelee; and (17) Mr. Amnat Tangurimarn had jointly acted or knowingly conspired and supported the creation of

action which may cause conflicts of interest or cause business operation out of reaching professional standards unless it is the action performed under the rules and conditions as prescribed in Division 4

such restrictions or duties; (5) avoids any action which may cause conflicts of interest or cause business operation out of reaching professional standards unless it is the action performed under the