securities trading account to trade securities for others and accepting authorization to make securities trading decision on behalf of client, in violation of Clause 20(1) and (2) of the Notification of

client's child, as well as sometimes taking orders via mobile phone.{A}'s actions were deemed as obtaining authorization from client to make securities trading decisions on behalf of client; taking

indicated that {B} had obtained authorization to trade gold futures for the client. The client then acknowledged and accepted the trading as reported by him without any enquiries.  The acts of {A} and {B

authorization that {A} had obtained  to make securities trading decisions on the clients' behalf.In performing their duties, investment consultants  can send trading orders only when obtaining instructions from

conversions seemed to set investment framework for {E} to make trading decision and then inform the client afterward. This could be considered as misconduct for obtaining authorization to make derivatives

Worldwide Transportation Limited (“UWT”) จ านวน 80,000 หุน้ มูลค่าท่ีตราไวหุ้น้ละ 10 เหรียญดอลลาร์ฮ่องกง คิดเป็นร้อยละ 80 ของหุน้สามญัทั้งหมดของ UWT โดย UWT มี บริษทัยอ่ย คือ Guangzhou Universal Worldwide

.” The TCFD Recommendations assist companies worldwide in recognizing climate-related risks and opportunities and providing comprehensive climate-related financial information. They also allow companies

worldwide including Thailand to prevent the spread of Covid-19 outbreak. And the negative impact of Covid -19 pandemic on the shipping industry were getting goods stranded, not capable of being shipped in and

, International Financial Services Centres Authority (IFSCA)5. Mr. Scott Mullins, General Manager of Worldwide Financial Services, Amazon Web Services

ranked in the forefront of the region and thus enhances attractiveness of Thai capital market to worldwide investors. With advice given by IOD, we do hope that corporate governance standards and practices