NEP Realty and Industry Public Company Limited NEP Realty and Industry Public Company Limited (“NEP”) had duties to prepare and submit the Interim Management Discussion and Analysis (“MD&A”) for

Office within the next business day. However, Phillip Asset Management Company Limited prepared and and submited Form A-2 late in 3 cases, namely Form A-2 for the July 31, 2023, October 2, 2023, and

Kiatnakin Phatra Asset Management Company Limited Kiatnakin Phatra Asset Management Company Limited ("KKPAM") as a mutual fund management company, completed the negotiations with the Sub

Three Sixty Five Public Company Limited Three Sixty Five Public Company Limited (TSF), a listed company, failed to prepare and submit the financial reports to SEC Office within the period specified

Mr. Niran Chourkittisopon On 19 March 2020, Mr. Niran Chourkittisopon, a CEO, chairman of risk management committee, director and managing director of Home Pottery public company limited (HPT), has

management discussion and analysis (“MD&A”) for Q3/2020 to the SEC office within the period specified in the notification which is within on November 16, 2020. but GL submitted that financial statement to

within 15 May 2023 which is the period specified by the Notification of the Capital Market Supervisory Board. However, the interim management discussion and analysis) (“MD&A”) for Q1 year 2023 was

management advisory contract 25/09/2020 18:21 Connected transaction : Renewal of a hotel management advisor agreement Remark:   Data will be displayed within 3 years. Last updated on 19 January 2023

The SEC’s inspection on the operation of Huobi as a digital asset exchange operator during February 2021 - March 2021 detected deficiencies and insufficiency in Huobi’s management structure and

management companies. Additionally, the amendments would include revision to the submission period in alignment with that of mutual fund management companies.The SEC is therefore conducting this public