, press 22,” which allows the public to report scams and suspicious activities. The SEC shared key warning signs known as the “5 Too-Good-To-Be-True Signs” to help investors identify potentially
any country or any sector. For example, a higher-than-80-percent concentration in any sector would represent high risk. In addition, a risk warning statement would have to be printed on the cover of
prospectus; - continuing disclosure of the implied volatility in comparison to the historical volatility on the website of the DW issuer; - disclosure of a warning statement regarding the gearing ratio, a
suggestions gathered from the previous hearing on the principles of the said rules conducted in January. Essentially, the draft rules emphasize the improvement of information disclosure and clearer warning of
(เป็นระดับ early warning เท่ากับ 10.5% หรือ 37.5 ล้านบาท กรณีประกอบธุรกิจหลักทรัพย์และเป็นตัวแทนซื้อขายสัญญาซื้อขายล่วงหน้า/ หรือ 22.5 ล้านบาท กรณีประกอบธุรกิจหลักทรัพย์หรือเป็นตัวแทนซื้อขายสัญญาซื้อขาย
://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=1024. Stakeholders and Interested parties are welcome to submit comments and recommendations via the SEC website or email: fundraisingpolicy@sec.or.th The public
respondents’ comments and recommendations received including the requirements’ details, and the effective implementation timeline. This revision aims to enhance the regulations' appropriateness and
Interested parties are welcome to submit comments and recommendations via the SEC’s website or emails: watan@sec.or.th, thapanee@sec.or.th or pitchal@sec.or.th. The public hearing ends on 12 April 2024
parties are welcome to submit comments and recommendations via the website or email: corporat@sec.or.th. The public hearing ends on 22 January 2024.______________________
, ThaiBMA is a valuable contributor of opinions and recommendations in practical matters that benefit the development of the Thai bond market,” said SEC Secretary-General. Over the years, the SEC and ThaiBMA