) System for verification and reconciliation of private fund assets to ensure accuracy and completeness; (Translation) -4- (d) System for asset inventory demonstrating details and amount of private fund

จึงกำหนดมาตรฐานขั้นต่ำในการพิสูจน์ตัวตน เพื่อให้การรวบรวมและตรวจสอบข้อมูล หลักฐานของลูกค้า (identification และ verification) มีคุณภาพเพียงพอที่จะให้มั่นใจว่า 1) ลูกค้ามีตัวตนจริง มีเพียงคนเดียว 2) หลัก

shall have a clear principle in taking of purchase or redemption order of investment units and verification of the acceptance of such order shall to be in accordance with the prospectus in order to gain

verification of the acceptance of such order shall to be in accordance with the prospectus in order to gain confidence among investors. Guidelines 1. Accepting of purchase or redemption order of investment units

subsidiary or affiliate no longer viable, calculate total value of consideration by incorporating the cash loans, guarantees, and other liabilities as well. **In case the company produces consolidated

business continuity plan to minimise disruption to operations and ensure that the business remains viable during the virus outbreak. • Perform stress test to evaluate impacts on the business, financial

implemented a COVID-19 business continuity plan to minimize disruption to operations and ensure that the business remains viable during the virus outbreak. • Perform stress test to evaluate impacts on the

securities company shall provide information or evidentiary documentation related to verification of identity of its clients , the ultimate beneficiaries for the securities trading of the clients and the

related to verification of identity of its clients, the ultimate beneficiaries for the securities trading of the clients and the controlling persons of the securities trading of the clients, and shall

shall be made readily available for immediate use or verification by the management company , and shall be made available for the SEC Office’s inspection upon request. Clause 15 In case the SEC Office