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This public hearing proposes to revise the qualifications for private funds under the definition of “Institutional Investor.” The proposal would allow private funds to be recognized as

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11597

SEC orders OTO to clarify its private placement of capital shares and acquisition of assets, urging shareholders to exercise voting rights at the upcoming extraordinary general shareholders’ meeting

of the opinion that the OTO’s proposed offering for sale of capital increase shares through private placement was appropriate. With regard to the company’s investment in HPS, although such investee

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11172

SEC public hearing on proposed amendment to licensing rules to accommodate new securities business licenses related to equity intermediaries and private fund management

types of securities business license, namely (1) Type E Securities Business License* for equity instruments, and (2) Private Fund Management License. The proposed amendment aims to increase choices of

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8100

SEC announces new licenses for equity intermediary and private fund management to promote competition and reduce costs of capital market business sector

Some business operators wish to provide services of specific securities business, for example, brokerage, dealing and underwriting of equity instruments or private fund management, but are unable to

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8948

SEC, together with ADB and PDMO, jointly organizes an educational seminar on sustainable finance promoting for the public and private sectors

With the opening keynote speech given by Mr. Thawatchai Pittayasophon, SEC Deputy Secretary-General, Acting Secretary-General, the seminar is aimed to provide the public and private sectors, state

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10313

SEC seeks public comments on the proposed private placement regulations for LiVEx-listed companies to promote the capital market as a key fundraising mechanism for SMEs

The initiative forms part of the SEC’s policy efforts to strengthen the capital market as a viable source of funding and an important mechanism for supporting small and medium-sized enterprises (SMEs). In this regard, the SEC has considered introducing PP regulations governing the offering of newly issued shares and CDs by LiVEx-listed companies. The proposed regulatory framework is intended to facilitate fundraising activities by providing appropriate regulatory flexibility, while continuing to...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12692

SEC instructs ACC to provide additional information on the allocation of capital increase shares through private placement to ensure that shareholders have sufficient material information for

ACC submitted a letter providing clarification to the SEC and publicly disclosed such information through the SETLink on 1 April 2026 regarding the criteria applied in selecting private placement

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12742