, for example, direct transfer to the service provider’s account or electronic payment receipt channel. In any case, temporary payment receipt slip must be kept as evidence every time a payment is made
for their own interest or other persons’, causing damage to AJD. In the case of AJD price manipulation,* the SEC has found facts and evidence that during the month of June 2014, Amorn (at the time
of conduct. 1) In case of {A}: the SEC obtained from Kim Eng Securities (Thailand) Plc. a report on its investigation in response to a complaint lodged by a client. {A} admitted that during the year
. Regarding the share transfer case, Auracha, then an invesment consultant at AEC, was found transfering shares in the client's trading account into her mother's account for her own benefits. Such share
negligent with regard to supervision of the company?s core work systems. Regarding the share transfer case, Auracha, then an investment consultant at AEC, was found transfering shares in the client?s
big loss of money. In making an investment through a securities company, investors must transfer the subscription money to the securities company’s account only. In case of suspicion of trading
Management Name : Mr SITTHICHAI PORNSUPANAN | Type of securities : Common share | Methods of Acquisition / Disposition : Transfer | Transaction Date : 21/12/2015
Management Name : Mr SITTHICHAI PORNSUPANAN | Type of securities : Common share | Methods of Acquisition / Disposition : Transfer | Transaction Date : 06/09/2016
Management Name : Mr WICHAI THAVORNWATTANAYONG | Type of securities : Common share | Methods of Acquisition / Disposition : Transfer | Transaction Date : 17/10/2016
Management Name : Mr SANTICHAI TIEUSOMBOONKIT | Type of securities : Common share | Methods of Acquisition / Disposition : Transfer | Transaction Date : 09/08/2017