bills of exchange under the SEA while the details will be set after consultation with the Bank of Thailand, providing that certain period of time will be prescribed to allow the financial institution?s
derivative business operators. However, some relaxations will be granted for certain period of time; for instance, applicant's qualifications, paid-up registered capital and capital requirement. This aims to
derivative business operators. However, some relaxations will be granted for certain period of time; for instance, applicant?s qualifications, paid-up registered capital and capital requirement. This aims to
In addition, SEC shall not accept her future application for approval as capital market business personnel until the revocation period ends. At the time of her misconduct, Sunisa was working for
submitted the client?s securities trading orders via the internet from the IP address of Krungsri Securities for a certain period of time. Wasana admitted and explained that her client was not keen on
Krungsri Securities for a certain period of time. {C} admitted and explained that her client was not keen on investment and asked her to take care of the trading account.{D} failed to perform her duty in
violates or fails to comply with the prescribed rules, procedures and conditions, the SEC may order the digital asset business operator to rectify it within the specified period of time. If the
specific information regarding work place location, time period of work, position, scope of work and responsibility, and proportion of time working for asset custody function to the total time of working
place location, time period of work, position, scope of work and responsibility, and proportion of time working for asset custody function to the total time of working; □ (2.3) Personnel planning for