for the same securities at the same prices. Disguising that the confirmation on security deposit was made by the client was failure to perform duties with honesty whereas trading securities and

รายการ DCT Digital Future Talk นายไพบูลย์ ดำรงวารี ผู้อำนวยการ ฝ่ายจดทะเบียนหลักทรัพย์ 2 ร่วมบรรยายและเสวนาในรายการ DCT Digital Future Talk ในหัวข้อ “ปลดล็อก Crowdfunding ESOP และ Convertible Note เพื่อ

. Clause 8 An intermediary shall supervise its directors, executives and other personnel to perform in accordance with the rules under this Notification, and shall have a proper measure to obligate them to

Sakkarin while in fact Sakkarin did not execute any purchase order of such shares. Later, Sakkarin lied to the client that his shares in the client's account had been sold with capital gain and he wanted his

misconduct was deemed as failure (1) to perform duties or provide services honestly and (2) to execute trading transactions according to the order of the account owner or the authorized person. Moreover, he

account owner. Meanwhile, Patcharee took trading orders from an unthorized person.  Nattapon?s misconduct was deemed as failure (1) to perform duties or provide services honestly and (2) to execute trading

auditors and perform the audit under the provisions of the law governing auditors and any additional regulations specified in the notification of the SEC. The approval of the auditor under the first

auditors and perform the audit under the provisions of the law governing auditors and any additional regulations specified in the notification of the SEC. The approval of the auditor under the first

Exchange Commission No. 30/2558 Re: Approval of Foreign Auditors in the Capital Market. 2. I will closely monitor the applicant to perform an audit work in giving opinions on financial statements with

: Approval for Personnel of Business Operator to Perform Duty of Investment Analysis and Investment Consultant dated January 18, 2012.