after the issuer has become a listed company. SEC Secretary-General Ruenvadee Suwanmongkol said: “SEC always emphasizes the importance of information disclosure of listed companies to make sure that
make sure that the clients would open a separate trading account from a traditional one and prepare service agreements and comply with the existing rules on work systems and professional duties.In light
in Pathumthani, namely, Wat Makham School, Wat Samakhiyaram School and Wat Veruwan School.The SEC executives and officers had done onsite survey to gather information to make sure that assistance
market. This MOU will serve as a turning point in deepening the breadth and depth of Korea-Thailand relationship in the overall financial market. Building on this momentum, I will make sure that we
shall undertake the securities borrowing and lending business within that restriction. In the case where the business operator under the first paragraph wishes to relax or remove such restriction, the
May 1999. (Translation) -5- after license has been given,, the business operator shall undertake the securities borrowing and lending business within that restriction. 20 In the case where the business
Lending (No. 2) dated 26 May 1999. (Translation) -5- after license has been given,, the business operator shall undertake the securities borrowing and lending business within that restriction. 20In the case
the law on life insurance; and (4) a financial institutions established under a specific law. Clause 4 . Without the limitation or restriction to the power of the Board of directors of the SEC under
____________________ By virtue of Section 9 and Section 15 of the Trust for Transactions in the Capital Market Act B.E. 2550 (2007), which contain certain provisions relating to restriction of rights and liberties of
publication, in addition to compliance with Section 80 [of the Securities and Exchange Act B.E. 2535 (1992)], the approved person shall briefly provide information relating to limitation and risk issues as