company, (2) Be under the supervision of high-level management, (3) Have knowledge, ability and readiness to undertake the duty, and (4) Execute the duty by taking into consideration the benefits of
Under the SEC’s policy, digital asset business operators are not allowed to provide or support deposit taking and lending services to prevent possible damage to digital asset investors and the public
Bangkok, 17 January 2023 – The Securities and Exchange Commission (SEC) has issued regulations requiring digital asset business operators that provide custody of clients’ digital assets to establish
improved supervisory standards in many areas, including debts offerings, communicating expectations for securities business intermediaries to provide standard services for clients? best interest (putting
“ digital asset investment advisor” and “ digital asset fund manager” as new regulated businesses and amends regulations on supervision of digital asset business operators to strengthen According to the
fund manager” as new regulated businesses and amends regulations on supervision of digital asset business operators to strengthen According to the Ministerial Regulation Re: Granting of Approval for
adds “ digital asset investment advisor” and “ digital asset fund manager” as new regulated businesses and amends regulations on supervision of digital asset business operators to strengthen According to
asset fund manager” as new regulated businesses and amends regulations on supervision of digital asset business operators to strengthen According to the Ministerial Regulation Re: Granting of Approval for