On 15 August 2023, the SEC Board Meeting No. 12/2566 approved the proposed amendment to such advertisement regulations. The SEC is therefore inviting the public and the business sector to comment on

public hearing on this matter showed that the majority of respondents agreed with the proposed amendments and provided additional useful suggestions. The SEC has therefore reviewed the principles and

In June 2025, the SEC Board passed a resolution approving in principle the proposed regulations regarding investor communication and service provision by ICO portals. In this regard, ICO portals

consistency with the Stock Exchange of Thailand’s rules for IPO on LiVe Exchange. On 19 October 2021, the Capital Market Supervisory Board Meeting No. 13/2564 passed a resolution approving the proposed

The SEC is proposing to revise the rules and related guidelines on the establishment of information technology system, which have been in force since 2016. The proposed changes aim to keep pace with

proposed amendments to such criteria to reduce redundancy and inject flexibility for reporting parties while ensuring that data users receive sufficient information within an appropriate time. Having

proposed amendment to repo / reverse repo agreement regulations whereby the eligible asset classes for securities companies to enter into such repo transactions with non-institutional investors would

Given the prolonged period of low interest rate in the Thai bond market, many debt securities issuers are increasingly issuing for sale subordinated perpetual bonds which have more complex features and offer higher returns than general debt securities. Specifically, from 2012 to June 2020, the total offering amount of subordinated perpetual bonds was 119,000 million baht. Of this amount, the majority investors were retail investors, accounting for approximately 81 percent, and HNW account...

the form of outsourcing or partnership. In this regard, the partnership-based business operation guidelines must be improved from the SEC circular in this matter. SEC has therefore proposed issuance of

, investment analyst and investment planner, and at the amount of 10,000 baht in case of a fund manager.    SEC has therefore proposed amendments to the regulations on supervision of capital market