and documents shall be stored, during the first two years, in a manner that enables prompt access for review by the SEC Office upon request. Chapter 3 Custody of Clients’ Assets Clause 17 A securities
paragraph and the second paragraph in the form which can be retrieved and inspected by the Office promptly. Such document shall be stored for a period of at least five years from the closing date of the
securities company (No. 2) dated 25 May 2004. Clause 2. In this Notification, “electronic data” means the information created, transmitted, received, stored or processed by an electronic means; “securities
) dated 25 May 2004. Clause 2. In this Notification, “electronic data” means the information created, transmitted, received, stored or processed by an electronic means; “securities company report
financial statement of a securities company (No. 2) dated 25 May 2004. Clause 2. In this Notification, “electronic data” means the information created, transmitted, received, stored or processed by an
stored together with evidence to prove that the asset belongs to a particular member or a client of a particular member without a doubt. Clause 53 In taking the actions under Section 51 and Section 52, a
agreement for machines and equipment or in a construction agreement or in a sales and purchase agreement for the products or services produced or supplied by an infrastructure business; (e)7 the shares issued
installation agreement for machines and equipment or in a construction agreement or in a sales and purchase agreement for the products or services produced or supplied by an infrastructure business; (e)7 the
was the manufacturer of motorcycle tire and tube, having FKRM as a distributor. In 2014, FKRMM ceased its business and has been supplied motorcycle tire and tube from NDR . Therefore,both company