notification of the SEC Office. A contract or an agreement in the first paragraph shall not have any statement denying the derivatives broker’s responsibility to clients from any act or omission of any act
contract or an agreement in the first paragraph shall not have any statement denying the derivatives broker’s responsibility to clients from any act or omission of any act, willfully or negligently, of the
derivatives contract to customer. The derivatives broker shall arrange to have a clearly statement that the derivatives broker is not allowed to give an advice concerning derivatives contract or suitability of
an advice concerning derivatives contract or suitability of trading in derivatives contract to customer. The derivatives broker shall arrange to have a clearly statement that the derivatives broker is
process organized by the Office shall have the following characteristics: (1) The dispute arising from the respondent’s failure to comply with the contract, the Securities and Exchange Act, the Provident
consolidated comprehensive financial statement. Loss Attributable to Equity Holders of the Company In this captioned quarter, the loss attributable to equity holders of the company was Baht 10.80 million whereas