: Approval for Investor Contacts and Standards of Conduct dated 14 October 2009. The SEC considered the said persons? misconduct as severe wrongdoing and deemed unfit to perform the duty as investor contact
revealed to the public are liable to criminal sanctions. More severe penalties will be imposed in case the act is done with an aim to deceive investors or general public. The SEC thus urges executives and
with severe and significantly complex digital risk and cybersecurity challenges, we have established a Digital-Oriented Risk and Cyber Security Risk Management Framework in alignment with the strategy of
for developing and supervising digital assets in Thailand. Deputy Secretary-General Jomkwan presented the SEC’s roles in developing and promoting the digital asset market in Thailand, which included the
, developing and regulating securities businesses and the Thai capital market in consistence with the changing environments. In this regard, the SEC is working with the World Bank Group, an organization with
, mutual funds and financial instruments. SEC has publicized open APIs disclosing mutual fund information and adopted the machine-readable reporting method for the benefit of business operators in developing
SEC Chairman Voravidh Champeeratana said that “SEC is aware of the importance and necessity in developing SMEs and startups which will promote continuous and sustainable growth for Thai economy
organizations in the regional and international arenas will run until tomorrow, October 30 at Dusit Thani Hotel. ?Developing effective corporate governance practices is one of the first national priorities
perspectives on developing infrastructure policies that integrate technology in offering and trading financial products within the capital market. The SEC also met with representatives from the Financial Conduct
the Asia GX Consortium, the SEC Secretary-General emphasized that transition finance is a crucial step towards achieving a Net Zero economy. She also highlighted collaborative efforts in developing