technology to private fund management in analysis, selection and screening of securities trading signals, did not comply with the rules, conditions and procedures announced by the Capital Market Supervisory

another person to be outsource in analysis and investment decision, did not comply with the rules, conditions and procedures announced by the Capital Market Supervisory Board. SEC Act S.133 paragraph 2

of the Capital Market Supervisory Board resulted from the instruction or the failure to give instruction which is duly required to be performed. SEC Act S.300 in conjunction with 56(3)(4

process of preparing and updating private fund contracts is not prudent and concise, did not comply with the rules, conditions and procedures announced by the Capital Market Supervisory Board. SEC Act S

notification of the Capital Market Supervisory Board. Mr. Worawoot Ounjai later filed the report (Form 59-2) to the SEC Office on 20 August 2024. SEC Act S.59 Settlement Committee Meeting No. 7/2024

specified by the Notification of the Capital Market Supervisory Board. However, the financial statement for Q3 year 2023 was later submitted on 9 January 2024. SEC Act S.56(1) Settlement Committee Meeting

to prepare and submit financial statement for Q3 year 2023 within the period specified by the notification of the Capital Market Supervisory Board resulted from the instruction or the failure to give

Public Company Limited which is offer to sale the debenture ALL242A and ALL252A, failed to comply with the rules, conditions, and procedures specified in the notifications of the Capital Market Advisory

outside its office for the products listed on the Stock Exchange of Thailand, did not comply with the rules, conditions and procedures announced by the Capital Market Supervisory Board. SEC Act S.98 (6

, 2016 and February 29, 2016 respectively. The financial statements did not comply with the notification of the Capital Market Supervisory Board. The rectified financial statements was later submitted to