securities for its proprietary account shall set policies and rules for investment and shall sufficiently and efficiently have a risk management system, a system to prevent conflicts of interest and leaking of
broker investing in securities for its proprietary account shall set policies and rules for investment and shall sufficiently and efficiently have a risk management system, a system to prevent conflicts of
acceptable to the Office. Clause 2. The derivatives broker investing in securities for its proprietary account shall set policies and rules for investment and shall sufficiently and efficiently have a risk
wishes to hereby report to the SET the resolution earlier adopted at its Board of Directors’ meeting no. 4/2018 on September 19, 2018. Said resolution authorized the company to enter into transaction to
Flow 30.10 63.82 -45.13 47.95 Financing Cash Flow -125.85 -231.15 18.78 -124.63 Net Cash Flow -12.64 -29.61 -26.26 108.89 Statement of Financial Position (MB.) 2021 (01/01/21 -31/12/21) 2020 (01/01
Investing Cash Flow 34.63 -21.38 12.46 -40.44 Financing Cash Flow 478.94 -116.00 45.04 -9.18 Net Cash Flow 528.27 11.90 47.18 31.93 Statement of Financial Position (MB.) 2021 (01/01/21 -31/12/21) 2020 (01
exchange; (b) containing no provisions that permit one party having the obligation to deliver goods to settle by cash or set-off with the other party in lieu of the delivery of goods ; and (c) the customary
) containing no provisions that permit one party having the obligation to deliver goods to settle by cash or set-off with the other party in lieu of the delivery of goods; and (c) the customary practice of such
According to a referral from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that during the month of May 2018, Kitti knew or possessed the inside information