not limited to, the following: (a) allocating the newly issued ordinary shares , whether single or sequential allocations, payment of the share price, other conditions and details in connection with the

ordinary shares, including, but not limited to, the following: (a) allocating the newly issued ordinary shares , whether single or sequential allocations, payment of the share price, other conditions and

the allocation of the newly issued ordinary shares, including, but not limited to, the following: (a) allocating the newly issued ordinary shares , whether single or sequential allocations, payment of

Remarks: 1. The Company may either entirely or partially allocate the newly issued ordinary shares, whether in single or sequential allocation. In any case, the aggregate number of newly issued ordinary

allocate the newly issued ordinary shares, whether in single or sequential allocation. In any case, the aggregate number of newly issued ordinary shares to be allocated to specific persons under the Private

been completed. Currently, the Court has been ordered to stamp the two lawsuits and scheduled to examine the testimony of the defendants for both cases by August 2017. 2. Cases with Final Judgment

related to execution of trading transactions, to monitor and examine post-trading activities (audit trail); (5) having a work system for enhancing and protecting the orderly operating mechanism of the

monitor and examine post- trading activities (audit trail); (5) having a work system for enhancing and protecting the orderly operating mechanism of the trading system; (6) arranging disclosure of

documents as prescribed by the SEC. In this regard, the applicant may examine the list of the required documents for the SEC’s consideration in Form 35 – HK-TH MRF: Checklist for Mutual Recognition of Funds

provided in the SEC’s online system; (b) in case of an appointment of a person as person with power of management, the derivatives business operator shall examine the qualifications of the person who would