in the form of program” means newly issued short-term sukuk that has obtained an approval from the SEC Office for multiple offers for sale without the obligation to repeat the application for approval

examined by the SEC Office. Chapter 7/1( Providing Services of Portfolio Advisory or Program Trading _____________________ Clause 41/1 Providing services of portfolio advisory or program trading shall comply

outside the intermediary’s offices in order to be examined by the SEC Office. Chapter 7/1 Providing Services of Portfolio Advisory or Program Trading _____________________ Clause 41/1 Providing services of

outside the intermediary’s offices in order to be examined by the SEC Office. Chapter 7/1 Providing Services of Portfolio Advisory or Program Trading _____________________ Clause 41/1 Providing services of

imposed on them and paid separate civil penalties at the total amount of more than 120 million baht. The six offenders are: (1) Mr. Sathit Roongwatanapak, (2) Mr. Chavin Roongwatanapak, (3) Ms. Tanyapa

The Securities and Exchange Commission (SEC) welcomed instructors and students from Financial Engineering Program, School of Science and Technology, University of the Thai Chamber of Commerce, on

The Securities and Exchange Commission (SEC) welcomed the faculty members  and students from the Business Administration Program in Business Innovation Management, Faculty of Management Science

SEC has teamed up with the United Nations Development Program (UNDP) and the Global Compact Network Thailand (GCNT) in organizing a seminar titled, “From ESG to SDGs : Integrating SDGs Impact

สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) สนับสนุนสมาคมบริษัทจดทะเบียนไทยจัดกิจกรรม TLCA CFO Professional Development Program (TLCA CFO CPD) ครั้งที่ 5/2562 ในการบรรยายเรื่อง “The

The Securities and Exchange Commission (SEC) organized a lecture on “Roles and Mission of the SEC” and “Digital Assets and Safe Investment” for trainees of the Justice Executive Training Program