| - |- Guideline on the commencement for operation of securities / derivatives business | - |- Securities Brokerage (Section 113) | - |- Brokerage of capital market product denominated in foreign currency

Address fb sec.or.th Laws/Regulations Laws / Regulations Search Acts/Royal Enactments Securities and Exchange Act Derivatives Act Emergency Decree on Digital Asset Businesses Provident Fund Act Emergency

Printable Format - Laws and Regulations Business Operation Rules |- Net Liquid Capital Rule (Section 97) |- Executives / Personnel | - |- Approval & Qualifications (Section 103, 104) |- Major

Printable Format - Laws and Regulations Marketing |- Approval and Standards Practice |- Code of Conduct |- Fees |- Related Circular Letter    Bond Dealer and Underwriter |- Fees (section 14 and 19

Printable Format - Laws and Regulations Derivatives Dealer |- Definitions (Section 3) |- Licensing / Registration (Section 16) | - |- Licensing | - |- Activities NOT deem TO be classified AS

of Derivatives Fund Manager Disclosure on Financial status and of Issuance Companies (section 56) Accounting and Financial Statements (section 105) Preparing and Publishing Financial Statements

of Derivatives Fund Manager Disclosure on Financial status and of Issuance Companies (section 56) Accounting and Financial Statements (section 105) Preparing and Publishing Financial Statements

of Derivatives Fund Manager Disclosure on Financial status and of Issuance Companies (section 56) Accounting and Financial Statements (section 105) Preparing and Publishing Financial Statements

of Derivatives Fund Manager Disclosure on Financial status and of Issuance Companies (section 56) Accounting and Financial Statements (section 105) Preparing and Publishing Financial Statements

of Derivatives Fund Manager Disclosure on Financial status and of Issuance Companies (section 56) Accounting and Financial Statements (section 105) Preparing and Publishing Financial Statements