Mr. Artit Suntawanic Mr. Artit Suntawanic alleged offenders in operating securities businesses and derivatives businesses of investment advisory without obtaining license from the SEC by using

Globalview Consulting Co.,Ltd. Globalview Consulting Co.,Ltd. colluded with other alleged offenders in operating securities businesses of brokerage, investment advisory and private fund management by

advisory and private fund management by advertising, soliciting and using website http://www.qb-corp.com without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535

Mr. Gary Bradford Mr. Gary Bradford colluded with other alleged offenders in operating securities businesses of brokerage, investment advisory and private fund management. Furthermore, PPI used

benefits and long-term return. Mr. Malpass received profits from providing investment advisory service in the ordinary course of business. Thus, Mr. Malpass operated securities business as investment advisor

Mr. Siroj Singkham Mr. Sirot Singkham, a Chief Executive Officer of a digital asset advisory called Coindee Company Limited ("Coindee") at the time of the incident, was responsible for the

Coindee Company Limited Coindee Company Limited ("Coindee"), a digital asset advisory at the time of the incident, failed to prepare and submit the NC-3 report for the first half of the

preparedness and response. Professor Dr. Surakiart Sathienthai, Advisory Vice Chairman and Executive Chairman of the Friends in Need (of “PA”) Volunteers Foundation, along with the Foundation Committee

respondents, SEC has allowed more types of businesses within the four business groups to participate in a regulatory sandbox, as follows: (1)  Intermediaries, i.e., securities investment advisory service

                                    : CEO 014/2 August 2018 ject: Clarific  The Secret e company c mpared to sa 18 operating owings:  venue form  4.43 million  14 million b reasing in qu t of Sales fo ion baht, re h Q2 year 2 entories for