, customer service and information system, internal control system, and risk management system. In addition, related notifications will be codified into one document to facilitate the business operators

of interest prevention, internal control and risk management.  The consultation papers on the regulation on REIT unit issuance and offering and seven associated rules are available on the SEC website

supporters. The TCFD recommendations support more effective climate-related disclosures that enable investors and stakeholders to analyze and compare climate-related risk management of businesses within the

notification is due to the fact that at present securities companies are allowed to make offshore investment which contains higher risks than domestic investment in such areas as foreign exchange rate risk

is due to the fact that at present securities companies are allowed to make offshore investment which contains higher risks than domestic investment in such areas as foreign exchange rate risk

Securities and Exchange Commission Re: Rules and Schedules for Report Filing of Securities Companies dated 18 May 1992, the Office of the Securities and Exchange Commission hereby issues the following

Bangkok, December 23, 2015 ? The SEC is seeking public opinions on a draft amendment to the regulations on information technology security management of securities companies and derivatives

Guidelines on Management and Disclosure of Climate-related Risk by Asset Managers, which are based on TCFD recommendations.

the Royal Gazette, respectively. Meanwhile, the Association of Investment Management Companies (AIMC) would prepare a notification of investment unit redemption systems, to be approved by SEC. This is

types of mutual funds. SEC therefore has amended the rules governing money market funds to enhance flexibility of asset management companies in managing funds and enable them to response to the needs of