securities in its possession. The SEC is therefore conducting this public hearing to gather feedback from stakeholders. The key points of the proposed amendments are as follows:    (1) To require securities

. When the initial margin becomes lower than the maintenance margin, the derivatives broker will require the investor to fill the initial margin up to the original amount within the specific period of time

that amount. When the initial margin becomes lower than the maintenance margin, the derivatives broker will require the investor to fill the initial margin up to the original amount within the specific

Exchange Commission No. KorThor. 65/2547 Re: Rules for Derivatives Business Operation for a Licensed Derivatives Broker dated 22 December 2004 require derivatives broker to prepare a risk disclosure

The current criteria require investment analysts (IA) seeking renewal of their approval to undergo a knowledge refresher by completing training or participating in eligible activities for no less

services to its customers by preparing and submitting a correction plan for maintenance of NC within 30 days and resolving such problem within 90 days, during which periods customers and stability of the

purchased from Global Inspired Laboratory Co., Ltd.  Date of transaction : Within February 2018  Buyer : Bangkok Chain Hospital PCL.  Seller : Global Inspired Laboratory Co., Ltd.  Relationship with the

: Approval of Asset purchased from Global Inspired Laboratory Co., Ltd.  Date of transaction : Within February 2018  Buyer : Bangkok Chain Hospital PCL.  Seller : Global Inspired Laboratory Co., Ltd

100 100 The transaction size of said acquisition is within the scope of acquisition of assets under the Notification of the Capital Market Supervisory Board No. TorJor 20/2551 RE: Rules on Entering into

for mutual funds. AMC can select and apply these tools as necessary, in accordance with the situation, ensuring they are appropriate and effective;            (3) To require the custodians to verify