Bangkok, April 23, 2012 ? The SEC urges listed firms to emphasize on clear and complete disclosure of information in documents and reports in preparation for assessment of ASEAN Corporate Governance

-border publication of research reports to facilitate better information flow of ASEAN capital market products as part of its ongoing efforts to promote professional mobility and wider investor

portals to make an arrangement with ICO issuers who offer tokens through their platform to disclose information or reports that are required to be published to investors through ICO portal channels

investment advice and disseminating analysis reports and information of listed firms to investors. Hence, the ASCO and securities company members always place high importance on corporate governance and

and facilitate the submission of various reports and data;           - Providing capital market information through SEC Check Tools Initiative, an investment resource hub for the public. These tools

system. As for trading room cases, some investor contacts failed to prepare complete reports of client orders while others provided inaccurate information on the trading reports. For example, phone orders

) preparation and disclosure of information of mutual funds and trusts shall be in accordance with the following rules: (a) reports on financial positions and operating results shall be in accordance with Part 2

professionals, especially securities analysts, to attain better knowledge and deeper learning of ESG data analysis and integrate this information into their research reports. In addition, the emphasis on ESG in

the audit committee?s reports were concluded from information asked from the accounting units working on the suspicious issuers. They neither reviewed documents nor examined by any other means despite

the calculation of the unit price is completed, so that the fund supervisor will certify the information contained in such reports by the business day following the date on which the management company