:0px;padding:0px;color:#003865;' > The applicant shall file the application for renewal of approval during the month of September to the 15th day of December of the year when such approval will
comprising courses on finance, investment, accounting or economics. 3. Maintenance of status 3.1 Being securities firm executive or mutual fund manager or private fund manager on the renewal application date
manager on the renewal application date in cases of investor contacts who have been approved on the basis of such status; 3.1 Being an investor contact approved or registered by regulators of foreign
executive or mutual fund manager or private fund manager on the renewal application date in cases of investor contacts who have been approved on the basis of such status; 3.1 Being an investor contact
world. SEC thus promotes application of ESG principles in the Thai capital market in all aspects, from the areas of products, issuers, investors and the preparation for readiness of intermediaries* as
Essentially, the draft amendment to the regulations governing capital market business personnel would (1) extend the period for renewal of approval to be on any business day until the last
maintain such status when the renewal application is filed. 2. The Contacts approved on a basis of being an approved or registered investor contact with a regulatory organization on capital market of a
together with the application of approval as the principle valuers by December 31, 2014. For principle valuers already approved by the SEC and intend to apply for renewal, the valuation service providers