operate such businesses with reasonable costs because the current licensing regime under the Ministerial Regulation is securities license which includes various groups of securities business and all
Pacific Award under the Regulation and Supervision Awards Programme 2025, organized by The Asian Banker. This recognition highlights the SEC’s outstanding efforts in enhancing transparency and integrity in
Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act (No. 4) B.E. 2551 (2008) in conjunction with Clause 2 of Ministerial Regulation concerning Granting Approval for Undertaking of
Bangkok, April 25, 2012 ? The SEC is seeking public comment on the draft regulation with a view to strengthening role of compliance unit of business operators in the capital market (securities
วันที่ 23 กันยายน 2568 นอกจากนี้ รองเลขาธิการ ก.ล.ต. ยังได้รับเชิญเข้าร่วมงาน Digital Asset Regulatory Roundtable : Regulation and Global Competitiveness of Cryptocurrencies, Digital Assets, and DeFi in
Bangkok, 8 November 2017 ? The SEC is seeking public comments on the draft amendment to the Ministerial Regulation for Securities Business Licenses to provide flexibility and support new businesses
from ICO regulation. Also, providers who service trading utility tokens with similar rights including coins in games or points to redeem for products or services are not regarded as operating digital
Printable Format - Laws and Regulations Investment Advisory |- Licensing/Ministerial Regulation |- Activities not deem to be classified as operating securities business |- Business Operation Rules