members to keep pace with the emerging risks and challenges caused by technological advances. The Thai SEC is among the inaugural group of 23, out of 130, securities regulators that are approved to become

decision on securities and derivatives trading.The SEC and related organizations will closely cooperate and keep abreast of information with effect on investment in SET and TFEX to allow investing public to

exchange-traded fund (ETF) listed on the world leading securities exchanges. Investors interested in DR investment must keep updated on information about underlying foreign securities from various sources

Kacha Buacharoon, a securities investment consultant of Phillip Securities, for failure to keep complete records of clients? securities trading orders.Following the investigation report of Phillip

Bitazza. His failure to perform the required duty of his position resulted in the offence committed by Bitazza concerning the case that between August 1, 2021 to March 31, 2022 Bitazza failed to keep

of Satang. His failure to perform the required duty of his position resulted in the offence committed by Satang concerning the case that between August 1, 2021 to March 31, 2022 Satang failed to keep

keep customers' digital assets in accordance with the notification of the SEC for 194 days. In this regard, Satang did not deposit customers' digital assets with digital asset depository

to close the bondholders' register at least 14 days prior to the meeting date;                      (1.2) Failing to require the bondholder registrar to notify the Thai Bond Market Association at

’ register at least 14 days before the bondholders’ meeting date;        - Ensuring that the bond registrar notifies the Thai Bond Market Association at least seven days before the first closure date of the

respondents agreed with the principles and the proposed amendments to such regulations. The SEC has therefore issued the amendments* with the key points as follows:   (1) DA operators are required to keep