make an investment decision and investor protection measures. In this regard, the Office may also specify conditions for the management company to comply with. Clause 22 5 Repealed. Division 4 3
สารท่ีไมใชทรัพยสินท่ีกองทุนไทยสามารถลงทุนไดตามหลักเกณฑการลงทุนของสํานักงาน คณะกรรมการ ก.ล.ต. เชน credit default swaps ในฐานะผูขายสญัญา (protection seller) และ Alternative Investment Funds เปน ตน
/ 1 9.% AกD/0 %/ กD. ก /% 91 -/04E. 2 --ก") 2;;43%10e (structured note) 3-3 ก 9. 2 --:%6 -.. 2 1 -?,0ก. 2 .*ก% -2 6 /0 (non-investment grade) H= ก )- -. 2 3/0 :ก :%6 -.. 2 1 -?,0ก. 2 9 : -2 6 /0
enhance the understanding of financial planning and goal setting, as well as to raise awareness of investment scams. The lectures focused on deposit protection, debt relief measure, SMART principles
protection of investors’ rights in accordance with the relevant regulations governing the forms and risks of the investment products. The amendments also provide more flexibility and efficiency in meeting
students titled “Creating Understanding of Financial Management and Deposit Protection.” This initiative aimed to enhance the understanding of the SEC’s roles as well as financial planning and goal setting
as other securities, instruments or other assets to be specified by the SEC Board. The introduction of DR is in accordance with the SEC strategic plan, aiming to widen investment opportunities and
SEC Secretary-General Ruenvadee Suwanmongkol said “SEC prioritizes the protection of investors against fraudulent solicitations, which is one of the core policies of SEC. Therefore, we started
), aimed at encouraging businesses and stakeholders to support environmental protection and provide fundraising channels. Additionally, the SEC Spokesperson discussed efforts to prevent investment scams on
regulator also discussed with Association of Investment Management Companies (AIMC) and Sasin Graduate Institute of Business Administration of Chulalongkorn University (Sasin) on the review on AIMC guideline