According to the SEC Strategic Plan, the goal of building competitiveness can be achieved through standard rules and regulations. In this regard, the regulatory guillotine scheme,* which focuses on review of rules and regulations to maintain only necessary ones and ensure effective enforcement, can help SEC build a body of standard regulations in line with the changing environment without compromising appropriate investor protection and convenience for business operation.The SEC therefore...
believes that this kind of training course will help the business sector to seamlessly integrate human rights into their business operations. During the meeting, Assistant Professor Dr. Parina Srivanit
Bangkok, July 22, 2016 ? The SEC is seeking the private sector?s and the public?s comments on a proposed revision to the rules governing the dissolution of listed and non-listed funds to enhance
offer for sale of newly issued debt securities*, and 3) bills that are not securities. To enhance regulatory clarity and consistency with business practices of the private sector, the SEC is proposing to
The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents through the Online
) 0.94 0.92 0.64 48% 0.94 0.64 48% *Core Financials exclude IRSL ** ‘Integrated Oxides and Derivatives’ was previously called Olefins and the new nomenclature better reflects our sector especially post
Securities and Exchange Commission (SEC) is proposing amendment to the takeover regulations. The existing regulations require that people who make a tender offer for all securities of the business
procedures for change of agent to collect and receive payments of debt. Currently, regulations have not been prescribed for the said matters.To ensure that the private sector will have clear guidelines for
fund and may weaken the overall confidence in the mutual fund industry. The SEC therefore is proposing to amend the rules on term funds by, for example, (1) increasing investment diversification and