of trust and confidence in the Thai capital market. This goes beyond the SEC having effective supervision, concrete law enforcement, swift detection of abnormalities, and prompt imposition of
welcomed to submit draft documentation for the establishment of Thailand ESG Fund in advance for the SEC’s consideration. This aims to facilitate the companies’ preparation for prompt offering of the Fund
benefit at the expense of their clients. It is the duty of each and every securities firm to deal with its clients in a fair and honest manner and must take a prompt and appropriate action once it becomes
โทรศัพท์ 0-2033-9999 โทรสาร 0-2033-9660 http://www.sec.or.th/ mailto:sumitra@sec.or.th 2 ที่ผ่านมาส านักงานได้สนับสนุนให้มี employee’s choice ที่หลากหลาย เพื่อให้สมาชิก PVD (“สมาชิก”) มีโอกาส เลือกนโยบายการ
the licensed category, and other businesses as permitted by the SEC; (2) being able to show that its operational system will be prompt for operating securities business in the category of venture
relating to the proceedings under Clause 8 and Clause 9 for a minimum period of two years from the preparation date thereof and in the manner, which facilitates prompt inspection by the SEC upon request
and in the manner which facilitates prompt inspection by the Office upon request. Clause 12 . This Notification shall come into force as from 1 October 2008. Notified this 28th day of April 2008. (Mr
9 and Clause 10 for a minimum period of two years from the preparation date thereof and in the manner which facilitates prompt inspection by the Office upon request. Clause 12. This Notification shall
the East. 2. With minimal area renovation, the finished product can be stored and be processed in prompt time. 9. The commitment of committee and the audit committee (who be VNG’s committee with