investment consultants above was deemed failure to perform duties with responsibility and deliberation as a professional in accordance with the Notification of the Capital Market Supervisory Board.* SEC has
Following an inspection report from Bangkok Bank Public Company Limited, a limited broker dealer and underwriter (LBDU) licensee, and the SEC’s further investigation, it was revealed that Pongsak
Management Name : Miss VILAILUCK SKULPAKDEE | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 24/07/2017
Management Name : Miss VILAILUCK SKULPAKDEE | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 25/07/2017
providing services to clients with loyalty while applying knowledge and skills with discretion as professional. In the case of SKFM, SEC ordered the company, a small-sized asset management company whose
PUBLIC COMPANY LIMITED PRM: PRIMA MARINE PUBLIC COMPANY LIMITED PRO: PROFESSIONAL WASTE TECHNOLOGY (1999) PUBLIC COMPANY LIMITED PROEN: PROEN CORP PUBLIC COMPANY LIMITED PROS: PROSPER ENGINEERING PUBLIC
important information and business secrets of the company without approval. He later resigned from the company. SEC has considered that Pusit failed to perform duties with loyalty* and therefore suspended
Thai Technician Professional Company Limited Thai Technician Professional Company Limited offer to sell newly issued securities in the category of convertible bonds without approval from the SEC
Mr. Pratchaya Charoenkitchaichana Mr. Pachaya Jarreonkitchaichana, an authorized director, who is responsible for the operation of Thai Technician Professional Company Limited, shall be liable for
Professional Waste Technology (1999) Public company Limited Professional Waste Technology (1999) Public company Limited (PRO), a listed company which is posted SP and NC signs by the Stock Exchange