deficiencies in management and internal control systems. The company’s financial statements contained items that did not exist or were misstated, and the capital maintenance report overstated liquid assets

Bangkok, May 10, 2012 - The SEC Board and the Capital Market Supervisory Board have approved regulations on establishment and management of Real Estate Investment Trust (REITs) to offer a new

include going public and becoming a listed firm or PE trust. With PE Trust, businesses will not only have access to fund source for expansion but will also gain management expertise from professionals

Bangkok, July 6, 2015 - The SEC filed a criminal complaint with the Economic Crime Division of the Royal Thai Police (ECD Police) against (1) Professional Portfolio International Ltd. (PPI), (2) Eric

Bangkok, November 17, 2014 ?The SEC revoked the approval of Nakul Chaiyanil, a former fund manager for ten years for failure to perform his duty with honesty in relation to management of 101 Montri

professional standards as stipulated by the association and as approved by the Office, mutatis mutandis , only in the part of investment management. Clause 11. In the event that any person listed in the register

professional standards as stipulated by the association and as approved by the Office, mutatis mutandis, only in the part of investment management. Clause 11. In the event that any person listed in the register

adhering to ethics and professional standards as stipulated by the association and as approved by the Office, mutatis mutandis, only in the part of investment management. Clause 11. In the event that any

(2) of the Notification of the Capital Market Supervisory Board No. TorNor. 1/2554 Re: Rules, Conditions and Procedures for Establishment and Management of Infrastructure Fund dated 10 January 2011

adhering to ethics and professional standards issued by the association and approved by the Office, mutatis mutandis, only the part of investment management. Clause 14. In cases where the person listed in