No. KorKhor. 2/2548 Re: Rules, Conditions and Procedures for Appointment of Representatives for Sale or Acceptance of Redemption of Investment Units and Marketing Representatives of Private Funds By
Representatives of Private Funds By virtue of Section 14 and the second paragraph of Section 100 of the Securities and Exchange Act B.E. 2535 (1992), the Securities and Exchange Commission hereby issues the
?Academic Alliance? project to develop knowledge management for public and private sectors as well as economic, social and capital market development. The project aims at creating quality graduates through a
opening remarks. During the event, Ms. Archinee highlighted the SEC’s role in protecting investors from cyber threats, particularly financial and investment fraud that is becoming increasingly complex and
Regulations - PVD Act Ministerial Notifications Regulatory Summaries Fundraising Market Professionals Financial reporting and audit oversight Mutual Fund Cross-border Offering of Funds Business Operators
Please enter search criteria Search Company LH: LAND AND HOUSES PUBLIC COMPANY LIMITED LHFG: LH FINANCIAL GROUP PUBLIC COMPANY LIMITED LHK: LOHAKIT METAL PUBLIC COMPANY LIMITED Reset LAND AND HOUSES
. “Institutional investor” means: (1) Commercial Banks; (2) Financial companies; (3) Securities companies which purchase investment units for proprietary trading, managing for private funds, or for management of
Banks; (2) Financial companies; (3) Securities companies which purchase investment units for proprietary trading, managing for private funds, or for management of investment schemes established under the
The SEC has amended the regulations related to SME fundraising via private placement or PP-SME* to further promote financing of the private sector. In this regard, limited companies whose size is
The Securities and Exchange Commission (SEC), represented by Mrs. Butree Vangsirirungruang, Director of the Digital Financial Innovation Department, joined a panel discussion on “Promoting the Use