Companies (AIMC) on the occasion of Mr. Pote Harinasuta taking office as the new Chairman of the Association. The meeting provided an opportunity to exchange views on key directions for developing the
, presented the objectives of the event, followed by the opening speech of SEC Secretary-General, Mrs. Pornanong Budsaratragoon, on the topic, “Directions for Regulating and Developing the Thai Capital Market
Bangkok, June 20, 2012 ? The SEC awarded ?ICT for society? for its accomplishment in developing Mobile App ?start-to-invest? to promote financial literacy and investment knowledge to the general
knowledge development, raising the SEC?s efficiency. The SEC last year was awarded ?ICT for society? for its accomplishment in developing the Mobile App ?start-to-invest? to promote financial literacy and
3.2 Investment management system 3.3 Back office supporting system 3.4 Compliance system 3.5 Documentary preparation and record keeping system Chapter 4 Internal Control System Chapter 1 Organisational
management system 3.3 Back office supporting system 3.4 Compliance system 3.5 Documentary preparation and record keeping system Chapter 4 Internal Control System Page 2 of 32 (Unofficial Translation) Chapter 1
reference. Notification of the Securities and Exchange Commission No. Kor Thor. 50/2548 Re: Preparation and Disclosure of Financial Statements of Derivatives Exchange and Derivatives Clearing House By virtue
No. TorDor. 79/2552 Re: Rules, Conditions and Procedures for Filing of Annual Financial Statements and Preparation of Reports of the Stock Exchange of Thailand _____________ By virtue of Section 16/6
) Procedures for incorrect pricing Sale and repurchase of investment units Preparation of mutual fund reports Scheme https://www.sec.or.th/EN/Pages/LawandRegulations/Preparationoffinancialstatements.aspx English
. 3/2553 Preparation and Maintenance of Information Relating to Derivatives Trading (Synopsis) 01/02/2010 01/02/2010 2. Notification of the Office of the Securities and Exchange Commission SorThor 2