Identification Number SEC HELP Center 1207 info@sec.or.th Last Updated 31 March 2022 Last Reviewed 31 March 2022

beencompleted, except for data or evidence concerning customer identification which shall be kept for not less than five years from the date relationship with the customer has ended. Clause 5. An internal control

transactions of customers have beencompleted, except for data or evidence concerning customer identification which shall be kept for not less than five years from the date relationship with the customer has

years from the date the particulars or transactions of customers have beencompleted, except for data or evidence concerning customer identification which shall be kept for not less than five years from

ซื้อขายสัญญาซื้อขายล่วงหน้า 7.1 ระบบจัดเก็บข้อมูลที่สามารถระบุความมีตัวตนที่แท้จริง (unique identification) ของลูกค้าและผู้รับประโยชน์จากการซื้อขายสัญญาของลูกค้า 7.2 ระบบประมวลฐานะสัญญาซื้อขายล่วงหน้าของ

Change (Please specify all information on change of first name / last name since becoming sui juris and attach documents indicating such change) 1.2 Type of Card [ ] Identification Card [ ] Passport (only

businesses unless there is a reasonable ground for failure of such identification. (2) In case of a holding company, provide information on the shareholders of the subsidiary undertaking the core business

and their core businesses unless there is a reasonable ground for failure of such identification. (2) In case of a holding company, provide information on the shareholders of the subsidiary undertaking

for Identification and Supervision of Domestic Systemically Important Banks (D-SIBs) Bank of Thailand issued Notification of BOT No. SorNorSor.16/2560 regarding Guidelines for Identification and

such board of directors; (1) management of information technology risks which covers identification, assessment, and control of risks within the organization’s acceptable level; (2) allocation and