, perspectives, and knowledge both in theory and practice, in class action procedures, as well as offences against which class action can be taken, costs of proceedings, proportion of compensation and remedies
) ซักซ้อมความเข้าใจ เรื่อง Liquidity Management Tools : LMTs โดยนายพรพงศ์ ศักดาพัฒน์ ผู้ช่วยผู้อำนวยการ ฝ่ายนโยบายธุรกิจจัดการลงทุน (2) Best Practice การป้องกันและติดตามกรณีผิดนัดส่งมอบหลักทรัพย์ โดย
practice, and the questionable transactions of land sales and purchases. The company was also ordered to rectify the annual financial statements for the year 2015 and the interim financial statements for the
a special audit on the internal control system concerning the issuance of bills of exchanges, the related receipt and payment transactions, and the accounting records practice. The company was also
referred to the SEC have been under investigation so that the SEC cannot disclose any details thereof. In practice, if unable to seek sufficient evidence in certain circumstances, the SEC will seek
Bangkok, 30 November 2016 ? The SEC is seeking public comments on the draft amendments concerning mutual fund product governance to ensure that intermediaries? business practice focuses primarily on
Institutions Forum (OMFIF) ภายใต้หัวข้อ “Sustainability: Formulating best policy and practice in Asia” ร่วมกับผู้เชี่ยวชาญจากภาคเอกชนในภาคการเงิน และหน่วยงานระหว่างประเทศ โดยเลขาธิการ ก.ล.ต. ได้กล่าวถึงสภาวะ
connection with the undertaking of legal proceedings. While, we have no discriminatory practice regardless of whether the interviewee is Thai or foreigner, foreigner can be assisted by the translator of his or
Bangkok, February 12, 2013 ? The SEC encouraged the Association of Investment Management Companies (AIMC) to improve the performance calculation practice of asset management companies to be in line