proportion specified in the notification of the SEC. DAB Act S.94 in conjunction with 30 and 31 Settlement Committee Meeting No. 6/2024 Settlement Committee Order No. 7/2024 Dated 27/08/2024

notification of the SEC by failing to put in place a sufficient and effective system for brokerage services system in digital asset trading, causing the coin prices displayed in the order book was inaccurately

notification of the Capital Market Supervisory Board. Mr. Worawoot Ounjai later filed the report (Form 59-2) to the SEC Office on 20 August 2024. SEC Act S.59 Settlement Committee Meeting No. 7/2024

59-2) to the SEC office on December 27, 2019 which means Mr. Charoensook failed to prepare and disclose the report within the period specified in the notification of the SEC SEC Act S.59 Settlement

specified by the Notification of the Capital Market Supervisory Board. However, the financial statement for Q3 year 2023 was later submitted on 9 January 2024. SEC Act S.56(1) Settlement Committee Meeting

to prepare and submit financial statement for Q3 year 2023 within the period specified by the notification of the Capital Market Supervisory Board resulted from the instruction or the failure to give

office on July 21, 2020 which means Mr. Fahmai failed to prepare and disclose the report within the period specified in the notification of the SEC SEC Act S.59 Settlement Committee Meeting No. 8/2024

specified in the notification of Ministry of Finance which is prior to February 12, 2024. However, Satochi submitted a request for approval of major shareholder to the SEC office on March 18, 2024. DAB Act

Satochi’s failure to submit a request for approval of major shareholders to the SEC office within the period specified in the notification of Ministry of Finance, resulted from the instruction or the failure

with the rules, conditions and procedures as specified in the notification by failing to put in place an effective debenture underwriting system to categorize High Net Worth investors. SEC Act S.116