on securities and exchange. Chapter 1 General Provisions Clause 4 Any securities company undertaking custody of clients’ assets, whether for the purpose of keeping, purchasing, selling, borrowing or
in keeping with the following conditions: (1) having characteristics as prescribed in Clause 6; (2) demonstrating that units, as a whole, will be offered to the institutional and high net worth
ระบบงานที่เกี่ยวข้องซึ่งผู้ประกอบธุรกิจต้องให้ ความส าคัญ ได้แก่ 1. IT Risk Management 2. Record Keeping โดยข้อก าหนดและตัวอย่างวิธีการต่าง ๆ มีรายละเอียดตามเอกสารแนบ II. เหตุผลความจ าเป็นและวัตถุประสงค์
persons who perform duty as trustee in keeping and managing assets of trusts whereby the rules relating to the prohibited characteristics of directors, executives and major shareholders of trustee business
://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7293 SEC urges digital asset business operators to give priority to cybersecurity and client’s asset safe keeping therefore urging digital asset business operators to
., Ltd.Earlier https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7293 SEC urges digital asset business operators to give priority to cybersecurity and client’s asset safe keeping therefore urging digital asset
operators warnings regarding client asset keeping on their websites and applications.The SEC views that digital asset investors should receive notifications in order to be aware of and able to use or store
urges digital asset business operators to give priority to cybersecurity and client’s asset safe keeping therefore urging digital asset business operators to emphasize the importance of cybersecurity on a