01/03/2017 2. Notification of the Securities and Exchange Commission  KorThor. 7/2547 Re: Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer

any responsibility for its accuracy nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Securities and Exchange Commission No

Thailand I/We _________________________________________________ as an operator of _____________________________________________ hereby notify the Securities and Exchange Commission, Thailand of our intention

Page 1 of 8 Form 35 – NRI CIS Checklist for NRI CIS Application Form Name of NRI CIS: ________________________________________________________ Name of CIS Operator

and Exchange Commission No. KorThor. 7/2547 Re: Registration to be a Derivatives Business Operator in the Category of Derivatives Broker and Derivatives dealer, dated 23 January 2004 and Clause 4 of the

and Exchange Commission No. KorThor. 7/2547 Re: Registration to be a Derivatives Business Operator in the Category of Derivatives Broker and Derivatives dealer, dated 23 January 2004 and Clause 4 of the

reference. Notification of the Securities and Exchange Commission No. KorThor. 26/2560 Re. Determination of Paid-Up Registered Capital of Licensed Operators to Undertake Derivatives Business By virtue of

reference. Notification of the Securities and Exchange Commission No. KorThor. 26/2560 Re. Determination of Paid-Up Registered Capital of Licensed Operators to Undertake Derivatives Business By virtue of

reference. Notification of the Securities and Exchange Commission No. KorThor. 26/2560 Re. Determination of Paid-Up Registered Capital of Licensed Operators to Undertake Derivatives Business By virtue of

(Notification of Securities and Exchange Commission) Form 104-1/OrPor 24-1 Application for an Approval of Appointment of Person as an Executive of the Securities Company or the Derivatives Business Operator (Form