Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries
Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries
period in 2019 due to the COVID-19 outbreak. This outbreak has caused the number of businesses to slow down their investments, reduce the production, cease the operations, and close down certain parts of
Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Operating Control and Information Technology Security of Securities Company
หนังสือแต่งตั้งเจ้าหน้าที่ปฏิบัติการ (operating officer) ในการส่งข้อมูลเกี่ยวกับการเสนอขายหลักทรัพย์ผ่านระบบคราวด์ฟันดิง
cease or transfer business operations according to license type; (4) Revising the rules for collecting client information and KYC: Granting an exemption for a business operator receiving a transfer of
which may affect the company’s credibility should it undertake fund management business, and whether the company has prepared for the operations of the branch office to be established, an operating system
operating system that is appropriate for servicing customers, as prescribed in clause 5 of the Notification of the Securities and Exchange Commission No. KorNor. 2/2550 Re: Rules, Conditions and Procedures
June 2020. Safari World Group has assessed the situation thoroughly and continually during the temporary cease of operation and has already prepared the health and safety measurement strictly to the
Based on the results for Q1/2020, the company’s cash flow was as follows: - Net cash flow from operating activities was 56.5 MB, increased by 9.7 MB when compare with Q1/2019, the effective due to the