regulations: Clause 1 This Notification shall come into force as from 16 May 2015. Clause 2 The following Notifications shall be repealed: (1) The Notification of the Capital Market Supervisory Board No. Tor
notifications that contain overlapping regulations with other notifications** and do not keep pace with changing situations. They are (1) the Notification of the Office of the Securities and Exchange Commission
. 2550 (2007) and the Securities and Exchange Act B.E. 2535 (1992), especially the Sections relating to the issuance and offer for sale of securities and disclosure, as well as notifications, rules and
activities of funds; (4) the administration and management of funds in any matter other than (3). Clause 3 In addition to this Notification, a management company shall comply with other notifications which
of the fund and unitholders as a whole; (b) the duties as specified in the Securities and Exchange Act B.E. 2535 (1992) and the notifications relating to the establishment and management of the
will be developed to support the whole process of trading products in the capital market from the issuance, offering, trade to clearing and settlement of securities as well as enhance the efficiency of
equivalen basis that re the Compan d public acco pany during fied as a Clas transaction m ates in the b the connecte saction relati ory Board N he Board of G er Acts of L Notifications osal transacti of the
4. A notifications of allegation, appointment, imposition of administrative sanction, consideration on appeal or any other matters shall be made in writing. Clause 5. In cases of urgency or where a
establishment and management of a mutual fund specified in the Notifications of the Securities and Exchange Commission, the Notifications of the Capital Market Supervisory Board and the Notifications of the