TTCL Public Company Limited TTCL Public Company Limited (“TTCL”) had a duty to prepare and submit the accurate financial statement for the year 2020 in accordance with the notification of the Capital
the notification of the Capital Market Supervisory Board. However, TTCL prepared and submitted the inaccurate annual updated information statement for the year 2020 (Form 56-1). Later, TTCL submitted
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 28. A derivatives business operator shall prepare and submit financial statements to the SEC Office. Such financial statement shall be made
-Dealer Broker 18. Report/Form (Notification of Securities and Exchange Commission) Form 104-2/OrPor 24-2 Certified Statement Form for an Approval of Appointment of Person as an Executive of the
failure to prepare and submit (1) the financial statement for the year 2021 (2) the annual registration statement (Form 56-1 One Report) for the year 2021 (3) the reviewed financial statements for Q1/2022
March 2023. However, NOK prepared and submitted such document on 2 October 2023, which failed to prepare and submit financial statement within the period specified by the notification of the Capital
statement within the period specified by the notification of the Capital Market Supervisory Board. SEC Act S.56(3)(4) Settlement Committee Meeting No. 3/2024 Settlement Committee Order No. 27/2024 Dated 13
within 28 February 2023. However, MAX prepared and submitted such document on 29 September 2023, which failed to prepare and submit financial statement within the period specified by the notification of
system of the Stock Exchange of Thailand (“SET”) within the period specified in the notification which is within May 15, 2023. However, NEP submitted the financial statement for Q1/2023 to the SET on July