to Appoint a Personnel to be a Director or a General Manager of the Securities Business B.E. 2553 dated 1 February B.E. 2553 ; (2) Notification of the Office of the Securities and Exchange Commission
to Appoint a Personnel to be a Director or a General Manager of the Securities Business B.E. 2553 dated 1 February B.E. 2553; (2) Notification of the Office of the Securities and Exchange Commission
Director or Manager of Securities Company B.E. 2553 (2010) 01/02/2010 01/02/2010 11. Notification of the Office of the Securities and Exchange Commission SorThor 49/2549 Rules on Exemption from
company; “Mutual fund manager” means any mutual fund manager who obtains approval from the Office under the notification of the Office of the Securities and Exchange Commission governing rules, conditions
(UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market
) Notification of the Office of the Securities and Exchange Commission No. Sor Shor. 10/2567 Re: Rules, Conditions and Procedures for the Approval of REIT Manager and Standard Conduct (No. 7), dated 22 April
hereby issues the guidelines for application and approval for appointment of person to be director or manager of a securities company as follows: Clause 1 The Notification of the Office of the Securities
persons holding equivalent position to the fourth executive and shall include the persons holding the position of manager or equivalent in accounting or finance departments. Clause 2. This Notification