enterprise information technology and operating systems for information security; (2) supervision, monitoring and examinaion of compliance with the policies, measures and the operating systems under (1); (3
UOB Asset Mannagement [Thailand] Co.,Ltd, Between May 13, 2019 and August 1, 2021, UOB Asset Mannagement [Thailand] Co.,Ltd, a fund management company, there is a system to ratio monitoring and
, conditions and procedures as specified in the notification by failing to put in place a sufficient and effective system for analyzing, reviewing and monitoring the quality of securities. SEC Act S.117
รูปแบบในกำรสื่อสำร โดยอำจใช้วิธีติดป้ำยหรือวิธีกำรอ่ืนใดที่เห็นว่ำเหมำะสมก็ได้ 4 (ข) basic asset allocation : กำรก ำหนดให้ผู้ประกอบธุรกิจต้องควบคุมดูแลให้ลูกค้ำ ลงทุนให้เป็นตำมผล suitability test
allocation prepared prior to investment. 3.2.3 Monitoring and Control of Investment (1) Having an early warning system to ensure that investment has been done in accordance with investment limit of each scheme
first MOA is for cooperation in monitoring and oversight of fund mobilizing companies or capital market business operators, entering the rehabilitation process or involved in a bankruptcy case pursuant to
baht to support the 2024 Automated Telemetry Station Maintenance Project. This contribution aims to assist communities in disaster prevention, monitoring, and preparedness to effectively respond to
operating crowdfunding portals. The supervised areas include measures and implementation against conflicts of interest, member data storage, disclosure of issuer information, issuer compliance monitoring