=7348 SEC to revise net capital rules applicable to securities companies and derivatives business operators market in general.(3) To specify rules on NC maintenance to be applicable to the business
rules applicable to securities companies and derivatives business operators market in general.(3) To specify rules on NC maintenance to be applicable to the business operators which also operate the
SEC probed into the case and found that her client had authorized her to sell securities in the client account during the client's overseas trip, if getting profit, while the client would make the
Bangkok, February 18, 2013 - The SEC imposed a five-month suspension on {A}, a securities market investment consultant of Bualuang Securities Plc., and a three-month suspension on {B}, a securities
Wannapat signed the names of clients and the authorized checker on fund trading order forms without the actual signatures of either party, and used the checker’s password, without authorization, to approve
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Company Limited % Committee* % Committee* Ms.Sirima Iamsakulrat 12.43 / 50.00 / Mr.Jain Charnnarong 12.66** / 50.00 / * Directors and Authorized signatories, major shareholders. ** Including parents. 3
PAE PACK Co.,Ltd. (“PAE PACK”) who is Director and Authorized Director of PAE PACK, Mr. Veerachart Losiri, also holds the position of Director and Authorized Director of VAVA PACK Co.,Ltd. (“VAVA”) VAVA
machine with PAE PACK Co.,Ltd. (“PAE PACK”) who is Director and Authorized Director of PAE PACK, Mr. Veerachart Losiri, also holds the position of Director and Authorized Director of VAVA PACK Co.,Ltd
Limited (the”Pae Pack”) which director and authorized director Mr. Weerachart Lohsiri be director and authorized director of VAVA Pack Company Limited (the”Vava Pack”). Vava is the Company’s major