Phillip Asset Management Company Limited Phillip Asset Management Company Limited had duties to prepare and submit the Daily Subscription and Redemption Report of Mutual Fund (“Form A-2”) to the SEC

Kiatnakin Phatra Asset Management Company Limited Kiatnakin Phatra Asset Management Company Limited ("KKPAM") as a mutual fund management company, completed the negotiations with the Sub

SCB Asset Management Co.,Ltd SCB Asset Management Co.,Ltd, as a securities business operator of mutual fund management Ads with data about numbers that represent an estimated return on investment

PHILLIP Securities (Thailand) Public Company Limited Between June 7, 2021 and November 21, 2023, PHILLIP Securities (Thailand) Public Company Limited, a private fund management company, assigned

PHILLIP Securities (Thailand) Public Company Limited Between August 27, 2019 and December 26, 2023, PHILLIP Securities (Thailand) Public Company Limited, a private fund management company, the

procedures as specified in the notification. In this regard, Bitazza failed to provide the management and operational data recording system by failing to present appropriate loan process and agreements to the

-supervision system for executive asset management that was insufficient to prevent conflicts of interest. Specifically, Bualuang Securities issued internal approvals exempting six executives from the firm’s

-COMP ELECTRONICS (THAILAND) PUBLIC COMPANY LIMITED Disclosure Business News ( 38 record(s) found) Date Time Heading Link 26/12/2022 17:40 Report of the Resolutions of Board of Directors' Meeting No.6

PATKOL PUBLIC COMPANY LIMITED PATKOL PUBLIC COMPANY LIMITED (“PK”), a listed company, had duties to prepare and submit an interim management discussion and analysis for the year 2022 through the

, RAM submitted the interim management discussion and analysis for the year 2022 to the SET on March 1, 2023 later than the specified period. SEC Act S.56(4) Settlement Committee Meeting No. 1/2024