ตลาดหลักทรัพย์แห่งประเทศไทยให้ตรวจสอบการปฏิบัติหน้าที่ผู้แนะนำการลงทุน และกรณี {ข} และ {ค} ก.ล.ต. ได้ตรวจสอบการปฏิบัติหน้าที่ผู้แนะนำการลงทุนตามปกติ (routine inspection) ซึ่งจากการตรวจสอบพบว่า ผู้แนะนำการลงทุนทั้ง
from its routine inspection in Asia Plus Securities Plc., that {B} had been authorized by his client to make securities trading decisions on the client's behalf. The communication records showed that {B
3.49 1.13 32.38% 3 - Construction 1,405.03 1,079.05 325.98 30.21% 4 - Testing and Inspection 78.24 57.22 21.02 36.74% 5 Cost of sales and services (2,029.13) (1,734.66) 294.47 16.98% Gross Profit 248.42
) (48.76%) 1 - Construction 556.10 343.54 212.56 61.87% 2 - Testing and Inspection 19.20 15.83 3.37 21.29% 3 Cost of sales and services (687.57) (494.89) 192.68 38.93% Gross Profit 80.26 56.52 23.74 42.00
(0.40) (22.99%) 3 - Construction 346.79 287.89 58.90 20.46% 4 - Testing and Inspection 21.40 13.89 7.51 54.07% 5 Cost of sales and services (502.26) (442.05) 60.21 13.62% Gross Profit 61.69 43.73 17.96
- Testing and Inspection 13.89 13.12 0.77 5.87% 3 Cost of sales and services (442.04) (406.41) 35.63 8.77% Gross Profit 43.74 30.54 13.20 43.22% Other income 3.89 3.28 0.61 18.60% 4 Profit before expenses
(0.11) (5.95%) - Construction 287.89 219.73 68.16 31.02% 2 - Testing and Inspection 13.89 13.12 0.77 5.87% 3 Cost of sales and services (442.04) (406.41) 35.63 8.77% Gross Profit 43.73 30.54 13.19 43.21
derivative agent business and respond to investors? changing demands. The proposed rules would allow investment consultants (IC) and investment planners (IP) to render more services related to securities and
calculation will reflect position risk of assets and cover related business transactions, in line with international standards and the changing market conditions to serve the ongoing business operation and to
operators.The draft revision aims to accommodate supervision of agricultural futures business operators and comply with the changing financial reporting standards. It also amends certain disclosure requirements