Miss Nattha Sinthuvanitch Miss Nattha Sinthuvanitch conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of

Section 16 of the Derivatives Act B.E.2546 (2003). The public prosecutor issued a non-prosecution order. The case was deemed final. DV Act S.16 Criminal Complaint Filed with an Inquiry Official Dated 23

Mr. Nattapong Akekapan Mr. Nattapong Akekapan conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the

Mr. Pisanu Boonard Mr. Pisanu Boonard conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the Derivatives

Miss Manassanun Piyapongpan Miss Manassanun Piyapongpan conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16

Miss Indhira Suebsang Miss Indhira Suebsang conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the

Miss Supalak Raksasri Miss Supalak Raksasri conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the

under Section 289. The public prosecutor issued a prosecution order against the accused. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 09/03/2015

(1992) Section 90 and subject to sanctions under Section 289. The public prosecutor issued a prosecution order against the accused. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated

person jointly operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section 289