Bangkok, November 3, 2014 ? The SEC will revise underwriting rules to provide more flexible risk management by permitting underwriters to trade underlying securities of the underwritten securities
this campaign is the development of public conscience and awareness of the importance of environment. In the initial phase, the goal is to ensure that each company, including SEC, has effective waste
สารสนเทศที่ https://publish.sec.or.th/nrs/7747p.doc 8841pe.doc MoU aims to facilitate cross-border offerings of funds between Hong Kong and Thailand with a view to elevate Thai asset management companies
Unofficial Translation Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. LOGO (Form 123-1) ………..…. Asset Management
P a g e 1 | 8 Management Discussion and Analysis For the nine-month period ended September 30, 2017 The analysis of consolidated financial position as at 30 September 2017 The group’s assets
fund management; “ big retail investor ” means a person who will make an initial minimum subscription of 500,000 baht for investment units of a mutual fund; “ fund manager ” means a mutual fund manager
securities business in the category of private fund management; “big retail investor” means a person who will make an initial minimum subscription of 500,000 baht for investment units of a mutual fund; “fund
with power in whole or in part in the management of the company 5. changing in credit rating of the issuer’s debt securities 6. expanding the amount of debt securities to be offered under the MTN Program
issuer must not exceed 25% of the fund?s NAV. If asset management company wishes to offer for sale of such fund to retail investors, investor?s initial subscription must be prescribed at the minimum of