Following a referral from the Stock Exchange of Thailand (SET) in 2023 and the SEC’s further investigation, the findings and evidence indicated that during 3 – 14 November 2022, before the inside
found a growth of new investor base and gradual change of investment behaviors. It also indicated that financial industry needs to offer more retirement products for increasing aging populations. In
") during July 2010. Additionally, evidence indicated that there were other persons involved in the scheme as follows: (1) Pataman Buranasin had colluded with Shine in manipulating prices of IRCP-W1
made securities trading decisions on the clients? behalf. The recorded conversation indicated that Ashiya and Onjira specified securities, amount and price for their clients and the clients accepted
conversation indicated that {A} and {B} specified securities, amount and price for their clients and the clients accepted their trading decisions without objection or asking for any information of those
client and {A} indicated that the client may have entrusted {A} to make decisions on securities and derivatives trading for the client whose trading orders were unclear, and that {A} had made trading
trading decision and informed the client afterward. Examination on records of investment advice, trade order instructions and confirmations indicated that the client's instruction was unclear as certain
Following a referral from the Stock Exchange of Thailand (SET) in March 2023 and the SEC’s further investigation, the findings and evidence indicated that during 5 August – 9 November 2022, these
previous year, due to the transition of a new strategic business partner as distributor, resulting in the declining sales during the transition period, let alone the fact that sales started through the new
first quarter, the company did not open any new stores, but HomePro Fashion Island store has been relocated from the shopping center to be a stand-alone store, in order to accommodate the increasing needs